1. NExT
  2. Health Safety and Environment (HSE)
  3. Root Cause Analysis for Internal Auditors

Root Cause Analysis for Internal Auditors

Level: Advanced | Type: Classroom | Discipline: General

Course Summary

  • This program helps the internal auditors with the skills and techniques required to conduct effective root cause analysis. The main objective of this course is to help auditors to identify and analyze the underlying potential issues within a project, process, systems, or controls and develop recommendations to prevent it from recurring. By the end of this course, internal auditors will be able to conduct root cause analysis and provide valuable insights into underlying issues, and capable of developing and implementing solutions to enhance the organizational performance and risk management.
Course Objectives
  • The objective of this course is to equip internal auditors with the essential skills and techniques for conducting effective root cause analysis.
  • Participants will learn how to identify and analyze underlying issues within projects, processes, systems, or controls.
  • By the end of the course, auditors will be proficient in diagnosing the root causes of problems, developing actionable recommendations, and implementing solutions to improve organizational performance and risk management.
Activities
  • Classroom - Listening and contributing to discussions and exercises (Group Discussions, Interactions and workshops).

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  • Introduction to Root Cause Analysis (RCA).
  • RCA methodologies and tools.
  • RCA preparation and planning.
  • Conducting root cause analysis.
  • Documentation and reporting.
  • Implementation of solutions and follow-up.
  • Advanced topics and emerging trends.
  • Practical applications and case studies.


  • Internal Auditors.
  • Audit Managers and Supervisors.
  • Compliance Officers.
  • Risk Management Professionals.
  • Process Improvement Specialists.
  • Quality Assurance Professionals.

This course is designed for individuals at various levels within an organization who are involved in auditing, compliance, risk management, or process improvement and seek to develop expertise in identifying and resolving underlying issues. 

  • Basic understanding of internal auditing.
  • Knowledge of risk management.
  • Familiarity with data analysis.
  • Knowledge of Quality Management.


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